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Important Disclosures

Haitong Bank, S.A. and/or its Affiliates do and seek to do business with companies covered in Haitong Research.

As a result, investors should be aware that there may be conflicts of interest that could affect the objectivity of Haitong Research. Investors should consider Haitong Research as only a single factor in making their investment decision.

LOCAL REGULATORY AUTHORITIES

Portugal: Haitong Bank, S.A. is regulated by the Comissão do Mercado de Valores Mobiliários (the Portuguese Securities Market Authority); Spain: the branch in Madrid is regulated by theComisión Nacional del Mercado de Valores (the Spanish Securities Market Authority); Poland: the branch in Warsaw is regulated by the Komisja Nadzoru Finansowego (the Polish Financial Supervision Authority)

PUBLIC DISCLOSURES

The regulators of the markets in which Haitong Research publishes research require certain research disclosures to be made publicly. These disclosures can be found using the links below:

SHARE PRICE, RATING AND FAIR VALUE

Definition and distribution of ratings

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Definition and distribution of ratings

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Conflicts of Interest

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Conflicts of Interest

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Additional Important Disclosures for U.S. Persons and Note to “Permitted Clients” in Ontario & Quebec Canada

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Additional Important Disclosures for U.S. Persons and Note to “Permitted Clients” in Ontario & Quebec Canada

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Disclaimer

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Disclaimer

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Historic Disclosure Data

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PUBLIC DISCLOSURES 2017-11-09 TO 2017-12-07

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PUBLIC DISCLOSURES 2017-10-10 TO 2017-11-09

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PUBLIC DISCLOSURES 2017-09-09 TO 2017-10-10

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PUBLIC DISCLOSURES 2017-08-11 TO 2017-09-08

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PUBLIC DISCLOSURES 2017-07-11 TO 2017-08-10

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PUBLIC DISCLOSURES 2017-06-23 TO 2017-07-10

No results were found.
UK MARKET MAKING

Haitong Securities (UK) Limited: UK Market Making

Historical